Assertion list
adviser (primary) → CapableOf

Results from Ascent++: 378
adviserCapableOf provide advice 0.60
adviserCapableOf charge fee 0.57
adviserCapableOf register with the sec 0.57
adviserCapableOf provide support 0.55
adviserCapableOf provide service 0.53
adviserCapableOf venture capital funds 0.52
adviserCapableOf take care 0.52
adviserCapableOf provide financial advice 0.51
adviserCapableOf do business 0.50
adviserCapableOf ensure compliance 0.49
adviserCapableOf take note 0.49
adviserCapableOf sell product 0.48
adviserCapableOf provide personal advice 0.48
adviserCapableOf work with student 0.47
adviserCapableOf receive commission 0.47
adviserCapableOf review procedure 0.47
adviserCapableOf comply with rule 0.47
adviserCapableOf know their clients 0.47
adviserCapableOf take their obligations 0.47
adviserCapableOf maintain integrity 0.46
adviserCapableOf maintain professionalism 0.46
adviserCapableOf make recommendation 0.46
adviserCapableOf implement a compliance program 0.46
adviserCapableOf make living 0.45
adviserCapableOf leave the industry 0.45
adviserCapableOf explain 0.45
adviserCapableOf provide financial planning serv… 0.44
adviserCapableOf assist student 0.44
adviserCapableOf use technology 0.44
adviserCapableOf hedge fund 0.44
adviserCapableOf recommend product 0.44
adviserCapableOf make more money 0.44
adviserCapableOf advise 0.43
adviserCapableOf express concern 0.43
adviserCapableOf advise client 0.43
adviserCapableOf do their job 0.43
adviserCapableOf communicate with client 0.43
adviserCapableOf engage with their clients 0.43
adviserCapableOf charge client 0.43
adviserCapableOf provide information 0.42
adviserCapableOf change their prime money market… 0.42
adviserCapableOf advise their clients 0.41
adviserCapableOf serve their clients 0.41
adviserCapableOf arrange cover 0.41
adviserCapableOf bring in client 0.41
adviserCapableOf communicate with each other 0.41
adviserCapableOf deal 0.41
adviserCapableOf do their homework 0.41
adviserCapableOf demonstrate 0.41
adviserCapableOf tell client 0.41
adviserCapableOf take step 0.41
adviserCapableOf review their policies 0.40
adviserCapableOf use social media 0.40
adviserCapableOf accept any responsibility 0.40
adviserCapableOf answer question 0.40
adviserCapableOf meet with student 0.40
adviserCapableOf work 0.40
adviserCapableOf make decision 0.38
adviserCapableOf provide client 0.38
adviserCapableOf reimburse expenses of the fund 0.38
adviserCapableOf work on commission 0.38
adviserCapableOf get new clients 0.38
adviserCapableOf give indication 0.38
adviserCapableOf increase their fees 0.38
adviserCapableOf rely on information 0.38
adviserCapableOf charge hourly rate 0.37
adviserCapableOf use process 0.37
adviserCapableOf disclose conflicts of interest 0.37
adviserCapableOf interact with client 0.37
adviserCapableOf offer suggestion 0.37
adviserCapableOf put their clients 0.37
adviserCapableOf work with retirement plans 0.37
adviserCapableOf charge flat fee 0.36
adviserCapableOf work with client 0.36
adviserCapableOf implement written policies 0.36
adviserCapableOf present option 0.36
adviserCapableOf provide assistance 0.36
adviserCapableOf add value 0.36
adviserCapableOf adhere to impartial conduct sta… 0.35
adviserCapableOf deal with client 0.35
adviserCapableOf give the advice 0.35
adviserCapableOf provide impartial advice 0.35
adviserCapableOf provide the service 0.35
adviserCapableOf sell annuity 0.35
adviserCapableOf charge upfront fee 0.35
adviserCapableOf develop strategy 0.34
adviserCapableOf leave the firm 0.34
adviserCapableOf sell mutual funds 0.34
adviserCapableOf take reasonable steps 0.34
adviserCapableOf ensure 0.34
adviserCapableOf give opinion 0.34
adviserCapableOf provide assurance 0.34
adviserCapableOf report information 0.34
adviserCapableOf push product 0.33
adviserCapableOf write book 0.33
adviserCapableOf act in the client’s best intere… 0.33
adviserCapableOf charge commission 0.33
adviserCapableOf gather information 0.33
adviserCapableOf make cost 0.33
adviserCapableOf provide investment advisory ser… 0.33
adviserCapableOf ask client 0.32
adviserCapableOf charge for their advice 0.32
adviserCapableOf deliver brochure supplements 0.32
adviserCapableOf qualify for the list 0.32
adviserCapableOf speak on condition of anonymity 0.32
adviserCapableOf give bad advice 0.32
adviserCapableOf agreed to waive the investment … 0.32
adviserCapableOf avoid conflicts of interest 0.32
adviserCapableOf make representation 0.32
adviserCapableOf make risk 0.32
adviserCapableOf obtain information 0.32
adviserCapableOf plead guilty 0.32
adviserCapableOf receive 12b-1 fees 0.32
adviserCapableOf receive asset-based management … 0.32
adviserCapableOf sell security 0.32
adviserCapableOf stay in touch 0.32
adviserCapableOf take the lead 0.32
adviserCapableOf talk to their clients 0.32
adviserCapableOf undertake due diligence 0.32
adviserCapableOf improve compliance 0.31
adviserCapableOf look at way 0.31
adviserCapableOf completed phds 0.31
adviserCapableOf do good job 0.31
adviserCapableOf give call 0.31
adviserCapableOf assist 0.31
adviserCapableOf continue providing advisory ser… 0.31
adviserCapableOf discuss content 0.31
adviserCapableOf expect 0.31
adviserCapableOf keep in mind 0.31
adviserCapableOf manage portfolio 0.31
adviserCapableOf provide alternative tactics 0.31
adviserCapableOf select investment 0.31
adviserCapableOf set up account 0.31
adviserCapableOf submit such information 0.31
adviserCapableOf use product 0.31
adviserCapableOf spend much time 0.30
adviserCapableOf build relationship 0.30
adviserCapableOf engage in misconduct 0.30
adviserCapableOf agreed to reimburse operating e… 0.30
adviserCapableOf begin the preparation of their … 0.30
adviserCapableOf communicate question 0.30
adviserCapableOf continue to provide general edu… 0.30
adviserCapableOf disclose fee 0.30
adviserCapableOf educate client 0.30
adviserCapableOf encourage client 0.30
adviserCapableOf engage in pay 0.30
adviserCapableOf generate advising notes 0.30
adviserCapableOf get approval 0.30
adviserCapableOf keep eye 0.30
adviserCapableOf make every effort 0.30
adviserCapableOf make financial situation 0.30
adviserCapableOf make the case 0.30
adviserCapableOf manage expectation 0.30
adviserCapableOf move client 0.30
adviserCapableOf qualify for exemption 0.30
adviserCapableOf report getting more calls 0.30
adviserCapableOf run their businesses 0.30
adviserCapableOf serve as comforter 0.30
adviserCapableOf take holistic approach 0.30
adviserCapableOf teach students advice 0.30
adviserCapableOf tell investor 0.30
adviserCapableOf use fund 0.30
adviserCapableOf work with plan sponsors 0.30
adviserCapableOf charge additional fees 0.29
adviserCapableOf do right thing 0.29
adviserCapableOf grow their business 0.29
adviserCapableOf acknowledge fiduciary status 0.28
adviserCapableOf advise registered investment co… 0.28
adviserCapableOf deliver advice 0.28
adviserCapableOf direct trade 0.28
adviserCapableOf participate in motivational gen… 0.28
adviserCapableOf participate in professional dev… 0.28
adviserCapableOf pooled investment vehicles 0.28
adviserCapableOf provide estate planning 0.28
adviserCapableOf provide financial support 0.28
adviserCapableOf provide income tax preparation 0.28
adviserCapableOf raise question 0.28
adviserCapableOf receive paid trip 0.28
adviserCapableOf rely 0.28
adviserCapableOf review policy 0.28
adviserCapableOf review the plan 0.28
adviserCapableOf spend their time 0.28
adviserCapableOf share experience 0.27
adviserCapableOf exit the industry 0.27
adviserCapableOf accept other third parties 0.27
adviserCapableOf adapt their business models 0.27
adviserCapableOf add insurance 0.27
adviserCapableOf add manual 0.27
adviserCapableOf add property 0.27
adviserCapableOf attend meeting 0.27
adviserCapableOf become familiar 0.27
adviserCapableOf charge reasonable compensation 0.27
adviserCapableOf comply with the custody rule 0.27
adviserCapableOf could claim 0.27
adviserCapableOf discuss outgoing 0.27
adviserCapableOf engage in prudent process 0.27
adviserCapableOf explain to client 0.27
adviserCapableOf express with limited exception 0.27
adviserCapableOf file brochure 0.27
adviserCapableOf get to grip 0.27
adviserCapableOf identify 0.27
adviserCapableOf keep tab 0.27
adviserCapableOf keep up to date 0.27
adviserCapableOf make misrepresentation 0.27
adviserCapableOf notify client 0.27
adviserCapableOf owe their clients 0.27
adviserCapableOf participate in career planning … 0.27
adviserCapableOf pay more attention 0.27
adviserCapableOf pay particular attention 0.27
adviserCapableOf pick up the phone 0.27
adviserCapableOf prepare document 0.27
adviserCapableOf provide analysis 0.27
adviserCapableOf provide independent advice 0.27
adviserCapableOf provided their thoughts 0.27
adviserCapableOf publish paper 0.27
adviserCapableOf receive additional compensation 0.27
adviserCapableOf receive credit 0.27
adviserCapableOf recommend annuity 0.27
adviserCapableOf recommend transfer 0.27
adviserCapableOf rely on the audit provision 0.27
adviserCapableOf serve as trustee 0.27
adviserCapableOf sit strategy 0.27
adviserCapableOf speak 0.27
adviserCapableOf split their time 0.27
adviserCapableOf take into account 0.27
adviserCapableOf tell reuters 0.27
adviserCapableOf understand their needs 0.27
adviserCapableOf use email 0.27
adviserCapableOf work in partnership 0.27
adviserCapableOf engage client 0.26
adviserCapableOf accompany student 0.25
adviserCapableOf act as broker 0.25
adviserCapableOf act as intermediary 0.25
adviserCapableOf address their concerns 0.25
adviserCapableOf advise small business investmen… 0.25
adviserCapableOf apply for registration 0.25
adviserCapableOf assess their ability 0.25
adviserCapableOf breathe a sigh of relief 0.25
adviserCapableOf claim contravention of bookish … 0.25
adviserCapableOf coach content 0.25
adviserCapableOf communicate with industry parti… 0.25
adviserCapableOf communicate with other interest… 0.25
adviserCapableOf compare charge 0.25
adviserCapableOf completed a university undergra… 0.25
adviserCapableOf comply with amendment 0.25
adviserCapableOf consider the issue 0.25
adviserCapableOf contact the client 0.25
adviserCapableOf continue to bear such expenses 0.25
adviserCapableOf continue to cap expense 0.25
adviserCapableOf create letter 0.25
adviserCapableOf deliver solution 0.25
adviserCapableOf describe their services 0.25
adviserCapableOf determine the content of the pa… 0.25
adviserCapableOf devise program 0.25
adviserCapableOf direct client 0.25
adviserCapableOf disclose all conflicts of inter… 0.25
adviserCapableOf discuss goal 0.25
adviserCapableOf do enough 0.25
adviserCapableOf document procedure 0.25
adviserCapableOf enter the award process 0.25
adviserCapableOf explain the tax implications 0.25
adviserCapableOf file a form adv-w 0.25
adviserCapableOf file initial form adv 0.25
adviserCapableOf get mail 0.25
adviserCapableOf get money 0.25
adviserCapableOf give further details 0.25
adviserCapableOf give idea 0.25
adviserCapableOf identify potential issues 0.25
adviserCapableOf identify potential research top… 0.25
adviserCapableOf identify their respective compl… 0.25
adviserCapableOf improve their systems 0.25
adviserCapableOf increase efficiency 0.25
adviserCapableOf know the answer 0.25
adviserCapableOf limit fund's total operating ex… 0.25
adviserCapableOf look 0.25
adviserCapableOf maintain high standards 0.25
adviserCapableOf maintain the status quo 0.25
adviserCapableOf make management decisions 0.25
adviserCapableOf make other relevant information 0.25
adviserCapableOf manage less than $150 million 0.25
adviserCapableOf meet 0.25
adviserCapableOf note transitional provisions 0.25
adviserCapableOf offer alternate options 0.25
adviserCapableOf offer personal and moral support 0.25
adviserCapableOf outsource to dfm 0.25
adviserCapableOf participate in the planning 0.25
adviserCapableOf participate in wrap fee programs 0.25
adviserCapableOf provide alternate courses of ac… 0.25
adviserCapableOf provide best interest advice 0.25
adviserCapableOf provide evidence 0.25
adviserCapableOf provide strategic advice 0.25
adviserCapableOf provide technical advice 0.25
adviserCapableOf purchase bond 0.25
adviserCapableOf receive as a result of the rela… 0.25
adviserCapableOf recommend mutual fund 0.25
adviserCapableOf recommend service 0.25
adviserCapableOf rely on alternative data sources 0.25
adviserCapableOf rely on the private fund advise… 0.25
adviserCapableOf report getting mail 0.25
adviserCapableOf require to remain on other side… 0.25
adviserCapableOf resign at any time 0.25
adviserCapableOf respond to cyber-attacks 0.25
adviserCapableOf review their compliance policies 0.25
adviserCapableOf say in interview 0.25
adviserCapableOf say on friday 0.25
adviserCapableOf say on thursday 0.25
adviserCapableOf see the writing 0.25
adviserCapableOf serve as consultant 0.25
adviserCapableOf serve as discretionary investme… 0.25
adviserCapableOf serve as mr. trump’s deputy cam… 0.25
adviserCapableOf serve as qualified custodian 0.25
adviserCapableOf subscribe to a code of ethics 0.25
adviserCapableOf suggest change 0.25
adviserCapableOf take address 0.25
adviserCapableOf talk about product 0.25
adviserCapableOf understand rule 0.25
adviserCapableOf use private email accounts 0.25
adviserCapableOf wish to review their procedures 0.25
adviserCapableOf withdraw fund 0.25
adviserCapableOf work with the faculty 0.25
adviserCapableOf spend more time 0.25
adviserCapableOf do better job 0.24
adviserCapableOf make political contributions 0.23
adviserCapableOf build trust 0.22
adviserCapableOf keep their clients 0.22
adviserCapableOf provide insight 0.22
adviserCapableOf act in way 0.21
adviserCapableOf look strange 0.21
adviserCapableOf never worked on our staff 0.21
adviserCapableOf see opportunity 0.21
adviserCapableOf benefit 0.20
adviserCapableOf retain client 0.20
adviserCapableOf provide counsel 0.19
adviserCapableOf miss opportunity 0.19
adviserCapableOf give good advice 0.18
adviserCapableOf go extra mile 0.18
adviserCapableOf highlight speedy economic growt… 0.18
adviserCapableOf increase profit 0.18
adviserCapableOf lower the cost 0.18
adviserCapableOf manage management tasks 0.18
adviserCapableOf save money 0.18
adviserCapableOf seek to do business 0.18
adviserCapableOf sell an investment product 0.18
adviserCapableOf share information 0.18
adviserCapableOf violate rule 0.18
adviserCapableOf work as team 0.18
adviserCapableOf attend the lec 0.16
adviserCapableOf attend the university 0.16
adviserCapableOf be a pacesetter among their fri… 0.16
adviserCapableOf breach their fiduciary duty 0.16
adviserCapableOf charge aum fees 0.16
adviserCapableOf deliver quality advice 0.16
adviserCapableOf deliver service 0.16
adviserCapableOf develop their businesses 0.16
adviserCapableOf do more work 0.16
adviserCapableOf enable the best possible outcom… 0.16
adviserCapableOf encourage student 0.16
adviserCapableOf express discouragement 0.16
adviserCapableOf fail to give responsibility 0.16
adviserCapableOf help people 0.16
adviserCapableOf identify individual 0.16
adviserCapableOf look for product 0.16
adviserCapableOf lose money 0.16
adviserCapableOf make personal introductions 0.16
adviserCapableOf manage client 0.16
adviserCapableOf manage the no-cost platform 0.16
adviserCapableOf name cco 0.16
adviserCapableOf offer added reassurance 0.16
adviserCapableOf optimize resource 0.16
adviserCapableOf optimize time 0.16
adviserCapableOf shift their focus 0.16
adviserCapableOf signpost businesses 0.16
adviserCapableOf take control 0.16
adviserCapableOf take cut 0.16
adviserCapableOf taken further steps 0.16
adviserCapableOf work through the csuf titan adv… 0.16
adviserCapableOf do wrong thing 0.10
adviserCapableOf audited performance reports 0.03